About PenDex

The primary goal of PenDex Advisors is wealth creation for the client while providing confidential, personalized, and superior money management services regardless the size of the portfolio.

We focus on nurturing long-term, highly personal relationships with our investors, beginning with a customized investment strategy that examines your:

• lifestyle
• goals
• resources
• timeline
• financial attitude

At PenDex Advisors, we work hard to build a blueprint that addresses your specific concerns.

Acutely aware that one investment philosophy does not fit all, we evaluate a variety of approaches and discuss asset diversification where appropriate.

Our ‘macro-economic’ process of strategic wealth building, distribution and conservation focuses on the flow and positioning of your money to effectively increase its performance over time.

PenDex Advisors grows because our customers’ assets grow. With an unwavering commitment to your success, combined with superior-performing products and highly personalized attention, it’s easy to understand why.

Rudie Rodgers
Managing Director

Like many active money managers, PenDex Advisors, LLC. founder Rudie Rodgers began his career in an industry unrelated to investments and asset management.  During the 8 years as a drilling fluids specialist in the oil services industry, Rudie first became involved in the stock markets in 1978.  Upon returning to college, Rudie graduated from Louisiana Tech University with a B.S. in Finance in 1988 and a B.S. in Accounting in 1990 while working as the Head of the Management Information Systems department for a local rehabilitation hospital.

Rudie’s experience into the equities and options’ markets began in 1978 while working in the oil services industry.   In 1990, Rudie joined a group of investors in founding The Trust Company of Louisiana, later to renamed Argent Financial Group Inc.  Rudie attained designations through successful completion for the Series 4, 7, 24, 55, 63, and 65 exams.  For 16 years, he served as the Executive Vice President for the Argent brokerage subsidiary, Argent Advisors, Inc.  During his tenure at Argent, the amount of assets under management grew substantially.

With the advent of index mutual funds and then the creation of inverse index mutual funds, in 1999 Rudie set aside the conventional “buy and hold” mentality and developed a unique strategy designed to position investment allocation with the opportunity for capital appreciation in rising or falling markets.  A pleasant additional benefit of this strategy was the heightened level of risk management.  No longer would gains be allowed to languish, left to the natural economic or seasonal fluctuations; all in the hopes for an ever rising stock market.

In 2006, PenDex Advisors, LLC was created through a strategic alliance with Dave Niederkrome.
Rudie and his wife, Barbara, relocated to the Seattle, Washington area to aid in the creation of NWT Financial Group, LLC., a FINRA/SIPC registered broker / dealer.  Rudie currently serves as the Chief Compliance Officer, SROP, CROP, and business development for NWT.  Dave Niederkrome is the CEO of NWT and is a partner of PenDex Advisors, LLC. 

Dave Niederkrome
Managing Member

Dave Niederkrome’s comprehensive approach to wealth creation and preservation highlights the importance of client profile analysis, proper risk assessment, appropriate investment strategies and diversification. With over 15 years of experience in the securities brokerage, investment banking, trust banking, and lending industries, and as co-founder of PenDex Advisors, LLC.,  Dave provides experience, diversity, and hard work that benefits the client’s best interests.

President and CEO of NWT Financial Group, LLC., Dave graduated from Kansas State University with a B.S. degree in Finance and minor in Accounting. He also holds the FINRA designations of the Series 7 (registered representative), Series 24 (general principle), and Series 65 (investment advisor).

Contact us today to begin building your own wealth and creating a life of financial independence.

This web site contains general information about investing that may not be appropriate for every investor and should not be interpreted as personalized investment advice . Please feel free to contact us to clarify any questions you may have.